How do you describe compliance on a resume?

How do you describe compliance on a resume?

How do I list compliance skills on my resume

  1. Assessed and made recommendations for SOX 404 compliance for the whole enterprise.
  2. Developed and enforced policies in compliance with various regulations.
  3. Trained a team of 10+ compliance officers and achieved ISO and SOC2 compliance.

What does SOX compliance do?

A DEFINITION OF SOX COMPLIANCE In 2002, the United States Congress passed the Sarbanes-Oxley Act (SOX) to protect shareholders and the general public from accounting errors and fraudulent practices in enterprises, and to improve the accuracy of corporate disclosures.

Is compliance a skill on resume?

These are skills you should try to include on your resume. Add industry skills like Government and Compliance Monitoring. Add other common skills from your industry – such as Risk Management, Auditing and Compliance Management – into your resume if they’re relevant.

What is SOX compliance in HR?

The act prohibits publicly traded companies from taking any adverse employment action against an employee because of his or her protected whistleblowing activities.

What is a compliance job description?

A compliance officer, or compliance manager, ensures a company functions in a legal and ethical manner while meeting its business goals. They are responsible for developing compliance programs, reviewing company policies, and advising management on possible risks.

What is SOX framework?

SOX provides the framework that companies need to follow to be better stewards of their financial records, which in turn improves many other aspects of the company. SOX compliant companies report that their financials are more predictable, which makes stockholders happy.

What are the four responsibilities of a Compliance Officer?

What are the typical duties and responsibilities?

  • Coordinate, review and update existing accounting policies and procedures.
  • Manage the ongoing review of materials and communication tools to ensure departments meet compliance requirements.
  • Adhere to regulatory reporting guidelines and filing deadlines.

What are the four responsibilities of a compliance officer?

How do you implement SOX?

Steps to Developing a SOX Compliance Program

  1. Start early.
  2. Develop a plan.
  3. Identify a framework.
  4. Conduct a risk assessment.
  5. Assess entity-level controls.
  6. Document significant processes and key controls.
  7. Assess IT general controls.
  8. Identify third-party service providers.